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MR

Morgan J. Rosenberg

OPPORTUNE PARTNERS LLC
Houston, TX 77002
Some features on this profile are disabled
CRD#: 6930459
MR

Professional summary

Morgan Joshua Rosenberg, who also goes by Morgan Rosenberg, is a registered financial professional currently at OPPORTUNE PARTNERS LLC located in Houston, Texas.

Morgan is registered as a RR (Registered Representative) and started their career in finance in 2022. Morgan has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Morgan Rosenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Morgan Joshua Rosenberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 14, 2022 - Present

OPPORTUNE PARTNERS LLC

Office #1: 711 Louisiana Street Suite 3100, Houston, TX 77002Office #2: 711 Louisiana Street Suite 3100, Houston, TX 77002
BD
CRD#: 293414
Houston, TX
Past

July 27, 2022 - August 4, 2022

BOFA SECURITIES, INC.

BD
CRD#: 283942
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/14/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 11/3/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/27/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/5/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

OP
OPPORTUNE PARTNERS LLC
OPPORTUNE PARTNERS LLC

CRD#: 293414 / SEC#: , 8-70085

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
711 Louisiana Street Suite 3100, Houston, TX 77002
Mailing Address
711 Louisiana Street Suite 3100, Houston, TX 77002
Phone number
(713) 490-5050
Established
Delaware since 01/30/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OPPORTUNE CONSULTING LLCPARENT
KOHL, DANIEL RAYMONDCEO/PRESIDENT6584639
KOWALSKI, DEIRDRE PATTENCHIEF COMPLIANCE OFFICER1357509
LEGAYE, DANIEL EUGENE SRFINOP/CFO/PFO/POO1055035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPPORTUNE PARTNERS LLC

CRD#: 293414Houston, TX 77002

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