MM
Margaret S. Mazzella
BANKERS LIFE ADVISORY SERVICES
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 6929580
MM
Professional summary
Margaret Stiefel Mazzella, who also goes by Margaret Mazzella, Peggy Mazzella, Margaret Ruth Stiefel, Peggy Stiefel, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in San Diego, California and BANKERS LIFE SECURITIES, INC. located in San Diego, California.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Margaret has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Margaret Mazzella | Peggy Mazzella | Margaret Ruth Stiefel | Peggy Stiefel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY POSITION: Branch Sales Manager NATURE: I sell insurance products, Medicare, Long Term Care, Life Insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/16/2017 ADDRESS: 16855 W Bernardo Drive, Suite 360, San Diego CA 92127, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. PB Roma's Inc, Non investment related, 2445 Fifth Avenue, Ste 350, San Diego, CA 92101. Is the corporation related to a restaurant owned, restaurant is closed, we have opened up escrow to sell the Liquor License. Will close corporation once the license is sold. I am an officer of the corp, Secretary. I have been an officer and shareholder since 1986. I no longer spend any hours maintaining the corporation.
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Stiefel Mazzella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2020 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 16855 W. Bernardo Drive Ste 360, San Diego, CA 92127RIA
CRD#: 281285
San Diego, CA
Current
July 30, 2018 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 16855 W Bernardo Drive Suite 360, San Diego, CA 92127BD
CRD#: 173962
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/15/2018)
IAR
California(5/21/2020)
RR
Texas(7/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
