Jack F. Marsh
Professional summary
Jack Francis Marsh is a registered financial professional currently at CANACCORD GENUITY LLC located in Charlotte, North Carolina.
Jack is registered as a RR (Registered Representative) and started their career in finance in 2021. Jack has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jack Francis Marsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2025 - Present
CANACCORD GENUITY LLC
Office #1: 227 W Trade Street Suite 1820, Charlotte, NC 28202December 15, 2023 - August 26, 2025
FINALIS SECURITIES LLC
February 25, 2021 - September 14, 2023
PHARUS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2025)
(9/2/2025)
Exams
Series 79TO
Date: 2/25/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
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