Nina M. Collins
Professional summary
Nina Mae Collins, who also goes by Nina Mae Nelson, Nina Mae Sorensen, Nina Mae Swisher, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Plymouth, Minnesota.
Nina is registered as a RR (Registered Representative) and started their career in finance in 2018. Nina has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nina Mae Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2019 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
May 17, 2018 - March 4, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/19/2019)
(3/22/2019)
Exams
FINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
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