LG
Leonardo Gadotti De Figueiredo
PLANNER SECURITIES LLC
Miami, FL 33131
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CRD#: 6917148
LG
Professional summary
Leonardo Gadotti De Figueiredo is a registered financial professional currently at PLANNER SECURITIES LLC located in Miami, Florida.
Leonardo is registered as a RR (Registered Representative) and started their career in finance in 2018. Leonardo has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 99 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Leonardo Gadotti De Figueiredo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2018 - Present
PLANNER SECURITIES LLC
Office #1: 1221 Brickell Avenue 9th Floor, Ste 933, Miami, FL 33131BD
CRD#: 36866
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2023)
RR
Alaska(1/6/2023)
RR
Arizona(1/6/2023)
RR
Arkansas(1/6/2023)
RR
California(1/6/2023)
RR
Colorado(1/6/2023)
RR
Connecticut(1/6/2023)
RR
Delaware(1/6/2023)
RR
District of Columbia(1/6/2023)
RR
Florida(1/6/2023)
RR
Georgia(1/6/2023)
RR
Hawaii(1/6/2023)
RR
Idaho(1/6/2023)
RR
Illinois(1/6/2023)
RR
Indiana(1/6/2023)
RR
Iowa(1/6/2023)
RR
Kansas(1/6/2023)
RR
Kentucky(1/6/2023)
RR
Louisiana(1/6/2023)
RR
Maine(1/6/2023)
RR
Maryland(1/6/2023)
RR
Massachusetts(1/6/2023)
RR
Michigan(1/6/2023)
RR
Minnesota(1/6/2023)
RR
Mississippi(1/6/2023)
RR
Missouri(1/6/2023)
RR
Montana(1/6/2023)
RR
Nebraska(1/6/2023)
RR
Nevada(1/6/2023)
RR
New Hampshire(1/6/2023)
RR
New Jersey(1/6/2023)
RR
New Mexico(1/6/2023)
RR
New York(5/18/2018)
RR
North Carolina(1/6/2023)
RR
North Dakota(1/11/2023)
RR
Ohio(1/9/2023)
RR
Oklahoma(1/6/2023)
RR
Oregon(1/6/2023)
RR
Pennsylvania(1/6/2023)
RR
Puerto Rico(1/6/2023)
RR
Rhode Island(1/6/2023)
RR
South Carolina(1/6/2023)
RR
South Dakota(1/6/2023)
RR
Tennessee(1/6/2023)
RR
Texas(1/6/2023)
RR
Utah(1/6/2023)
RR
Vermont(1/6/2023)
RR
Virgin Islands(1/6/2023)
RR
Virginia(1/6/2023)
RR
Washington(1/6/2023)
RR
West Virginia(1/6/2023)
RR
Wisconsin(1/6/2023)
RR
Wyoming(1/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANNER SECURITIES LLC
ALMARC TRADING LLC | PLANNER SECURITIES LLC | ALMARC TRADING, LP
CRD#: 36866 / SEC#: , 8-47498
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
641 Lexington Avenue 14th Floor, Ste 1423, New York, NY 10022
Mailing Address
1221 Brickell Avenue 9th Floor, Miami, FL 33131
Phone number
(646) 381-7000
Established
Delaware since 12/10/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANNER SECURITIES LLC
CRD#: 36866Miami, FL 33131TRUST BUT VERIFY
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