Justice T. Smith
CETERA INVESTMENT ADVISERS LLC
PHILADELPHIA, PA 19103
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CRD#: 6915794
Professional summary
Justice Tre Smith, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Philadelphia, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Philadelphia, Pennsylvania.
Justice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Justice has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY:TUNDIDOR WEALTH & INVESTMENT GROUP; YES; 1800 JOHN F KENNEDY BLVD STE 300; PHILADELPHIA; PA; 19103; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 3/6/2018; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS ; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2018; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: FRIENDS OF PJP INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: TREASURER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: REPORTING TO THE BOARD ANNUAL ON THE STATUS OF THE NON-PROFIT ; 4) NAME OF OTHER BUSINESS: RENAISSANCE ACADEMY SCHOOL ; INVESTMENT RELATED: NO ; ADDRESS: 413 FAIRVIEW ST, PHOENIXVILLE, PA 19460 NATURE OF BUSINESS: SCHOOL ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: FOOTBALL COACH ; APX NUMBER OF HOURS PER WEEK: 12 ; APX NUMBER OF HOURS DURING TRADING HOURS: 12 ; BRIEF DESCRIPTION OF DUTIES: ASSISTANT COACH. HELP IN PREPARING THE TEAM FOR GAMES AND COACHING KIDS ; 5) NAME OF OTHER BUSINESS: JUSTICE SMITH, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE:01/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS:0, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION; 6) NAME OF OTHER BUSINESS: ARROWHEAD TAX PREPARATION LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION; 7) NAME OF OTHER BUSINESS: POPE JOHN PAUL II HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 181 RITTEHOUSE RD ROYERSFORD, PA 19468; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SHOW UP AT MONTHLY MEETINGS, VOTE ON DIFFERENT MATTERS THAT ARE BROUGHT UP FOR THE SCHOOL AS WELL AS PROJECTS, ATTEND EVENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Justice Tre Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1800 John F Kennedy Blvd Ste 300, Philadelphia, PA 19103Office #2: 630 Freedom Business Center 3rd Floor, Suite 15, King Of Prussia, PA 19406RIA
CRD#: 105644
PHILADELPHIA, PA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1800 John F Kennedy Blvd Ste 300, Philadelphia, PA 19103Office #2: 630 Freedom Business Center 3rd Floor, Suite 15, King Of Prussia, PA 19406BD
CRD#: 13572
PHILADELPHIA, PA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BRIDGEWATER, NJ
Past
June 5, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
April 12, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2022)
RR
California(6/9/2021)
RR
Connecticut(6/9/2021)
RR
Delaware(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(8/29/2022)
RR
Maryland(6/9/2021)
RR
New Jersey(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(12/16/2021)
RR
Pennsylvania(6/9/2021)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(2/16/2022)
RR
Texas(8/11/2022)
IAR
Texas(6/29/2023)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
