Vinicius Martin Lopes

BTG PACTUAL ASSET MANAGEMENT US

Miami, FL 33131

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CRD#: 6914825

Professional summary

Vinicius Martin Lopes is a registered financial advisor currently at BTG PACTUAL ASSET MANAGEMENT US , LLC located in Miami, Florida and BTG PACTUAL US CAPITAL, LLC located in Miami, Florida.

Vinicius is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Vinicius has worked at 3 firms and has passed the Series 63, Series 65, Series 57TO, Series 3, SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently employed as the Investment Advisor of BTG Pactual Asset Management US, LLC, which is located at 601 Lexington avenue 57th floor, New York, NY 10022 and working from 200 south Biscayne Blvd. 54th floor Miami Florida 3331. BTG Pactual Asset Management US, LLC, which is a SEC Registered Investment Adviser and an affiliate of BTG Pactual US Capital, LLC. My employment at BTG Pactual Asset Management us, LLC commenced in June 2022. Approximately 5% of my work time is devoted to my role as the Investment Advisor of BTG Pactual Asset Management US.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vinicius Martin Lopes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2022 - Present

BTG PACTUAL ASSET MANAGEMENT US , LLC

Office #1: 200 S Biscayne Blvd. 54th Floor Suite 5400, Miami, FL 33131

RIA

CRD#: 152538

Miami, FL

Current

June 27, 2019 - Present

BTG PACTUAL US CAPITAL, LLC

Office #1: 200 S Biscayne Blvd. 55th Floor Suite 5500, Miami, FL 33131

CRD#: 149486

Miami, FL

Past

September 18, 2018 - November 25, 2020

ARBITRAL FINANCE INC

RIA

CRD#: 152245

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA

Registered Investment Advisory firm - (1/19/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/25/2022)

Alaska
(5/25/2022)

Arizona
(5/25/2022)

Arkansas
(5/25/2022)

California
(5/25/2022)

Colorado
(5/25/2022)

Connecticut
(5/25/2022)

Delaware
(5/25/2022)

District of Columbia
(5/25/2022)

Florida
(5/25/2022)

IAR

Florida
(9/1/2022)

Georgia
(5/25/2022)

Hawaii
(5/25/2022)

Idaho
(5/25/2022)

Illinois
(5/25/2022)

Indiana
(5/25/2022)

Iowa
(5/25/2022)

Kansas
(5/25/2022)

Kentucky
(5/25/2022)

Louisiana
(5/25/2022)

Maine
(6/20/2023)

Maryland
(5/25/2022)

Massachusetts
(5/25/2022)

Michigan
(5/25/2022)

Mississippi
(5/25/2022)

Missouri
(6/20/2023)

Montana
(5/26/2022)

Nebraska
(5/25/2022)

Nevada
(5/25/2022)

New Hampshire
(6/20/2023)

New Jersey
(5/25/2022)

New York
(7/8/2019)

North Carolina
(5/25/2022)

North Dakota
(5/25/2022)

Ohio
(5/27/2022)

Oklahoma
(5/25/2022)

Oregon
(5/25/2022)

Pennsylvania
(5/25/2022)

Puerto Rico
(5/25/2022)

Rhode Island
(5/25/2022)

South Carolina
(5/25/2022)

South Dakota
(5/25/2022)

Texas
(5/25/2022)

Utah
(5/25/2022)

Vermont
(5/25/2022)

Virgin Islands
(5/25/2022)

Washington
(5/25/2022)

West Virginia
(5/25/2022)

Wisconsin
(6/20/2023)

Wyoming
(5/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/8/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/13/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 7/25/2022

Securities Trader Exam

General Industry/Product Exam

Series 3

Date: 9/9/2019

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 6/27/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 6/19/2019

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA

Registered Investment Advisory firm - (1/19/2010 Approved)

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Contact information

Main Address

601 Lexington Avenue 57th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 293-4600

Established

Firm type

Fiscal year end

# of Employees

176

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BTG PACTUAL ASSET MANAGEMENT US, LLC - WRAP FEE PROGRAM BROCHURE (9/9/2025)

BTG PACTUAL ASSET MANAGEMENT US, LLC - FORM ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	548
AUM (Assets Under Management)	$ 25,628,617,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vinicius Martin Lopes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vinicius Martin Lopes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTG PACTUAL US CAPITAL, LLC

ARBITRAL FINANCE INC

Primary Firm SEC Registration

BTG PACTUAL ASSET MANAGEMENT US , LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/2019

Series 65

Date: 7/13/2018

Series 57TO

Date: 7/25/2022

Series 3

Date: 9/9/2019

SIE

Date: 6/27/2019

Series 7TO

Date: 6/19/2019

FINRA

Current Firm

BTG PACTUAL ASSET MANAGEMENT US , LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BTG PACTUAL ASSET MANAGEMENT US , LLC

TRUST BUT VERIFY

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