Robert John Pankratz
Professional Summary
Robert John Pankratz is a registered financial advisor currently at WULFF, HANSEN & CO. located in San Rafael, California. Robert is registered as a RR (Registered Representative) and started their career in finance in 2018. Robert has worked at 1 firm and has passed the Series 50, SIE, Series 52, Series 54 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.
Contact Information
Main Address
100 Smith Ranch Road, Suite 320 Suite 320, San Rafael, CA 94903Mailing Address
100 Smith Ranch Road, Suite 320, San Rafael, CA 94903Phone Number
(415) 421-8900Established
California since 12/28/1931Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
9SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
FINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
143AUM (Assets Under Management)
$144,815,568Disclosures
Regulatory Event
4Bond
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Apr 2019About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed May 2022About the Series 54 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert John Pankratz's CRS (Customer Relationship Summary).
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