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Dennis Henry Steinkamp

WULFF, HANSEN & CO.
Lodi, CA
·CRD# 1356304·41 years experience

Professional Summary

Dennis Henry Steinkamp is a registered financial advisor currently at WULFF, HANSEN & CO. located in Lodi, California. Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Dennis has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

WULFF, HANSEN & CO.·CRD# 908
RIA
BD
1300 West Lodi Ave., Lodi, CA 95242
July 8, 1997 - Present
WULFF, HANSEN & CO.·CRD# 908
RIA
BD
100 Smith Ranch Road, Suite 320, San Rafael, CA 94903
March 24, 1988 - Present
MCCLURG CAPITAL CORPORATION·CRD# 16798
RIA
BD
1300 West Lodi Avenue Suite A, Lodi, CA 95242
September 26, 2017 - Present

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Current Firm

WULFF, HANSEN & CO.
WULFF, HANSEN & CO.

WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.

CRD#: 908 / SEC#: 801-126111, 8-292
RIA
Registered Investment Advisory firm - SEC (7/15/2022 Approved)
California
Registered Investment Advisory firm - SEC (8/17/2022 Terminated)
Texas
Registered Investment Advisory firm - SEC (7/18/2022 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

100 Smith Ranch Road, Suite 320 Suite 320, San Rafael, CA 94903

Mailing Address

100 Smith Ranch Road, Suite 320, San Rafael, CA 94903

Phone Number

(415) 421-8900

Established

California since 12/28/1931

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

9

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WULFF CAPITAL MANAGEMENT (7/10/2026)

Direct owners and executive officers

NamePositionCRD#
CHARLES, CHRISTOPHER DONALDPRESIDENT, CCO CHIEF COMPLIANCE OFFICER709131
PANKRATZ, ROBERT JOHNMUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT6911222
STEINKAMP, DENNIS HENRYSENIOR VICE PRESIDENT1356304
TU, KIM BCFO/POO FOR REGULATORY PURPOSES ONLY2047262

Regulatory Assets Under Management

Total Number of Accounts

143

AUM (Assets Under Management)

$144,815,568

Disclosures

Regulatory Event

4

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUCCESSOR TRUSTEE; JACK ALQUIST TRUST and holder of General Power of Attorney, including authority over Jack Alquist IRA, other assets, and healthcare matters. ASSUMING THE DUTIES AND POWERS OF THE TRUSTEE AS OF SEPTEMBER 2024. Some of these activities are investment-related. 0 HOURS WILL BE SPENT ON THESE DUTIES DURING BUSINESS HOURS TRUSTEE: WILKERSON FAMILY TRUST FOR THE LAST TEN YEARS, AS TRUSTEE I PAY BILLS AND MANAGE A SINGLE FAMILY HOME UNTIL THE BENEFICIARIES REACH THE AGE OF 35. I DO NOT MANAGE ANY INVESTMENTS. I SPEND LESS THAN 1% OF MY TIME DURING REGULAR BUSINESS HOURS. WULFF HANSEN & CO. 1300 WEST LODI AVENUE SUITE A LODI, CA 95242 INVESTMENT RELATED BUSINESS PROVIDING FEE BASED MONEY MANAGEMENT. VICE PRESIDENT IN CHARGE OF MANAGING CLIENT PORTFOLIOS SINCE MARCH 1985. 50% OF MY WORKING DAY ID DEVOTED TO THIS BUSINESS. Applicant is also registered with McClurg Capital Corporation, a retail broker/dealer who acquired Wulff, Hansen's retail brokerage business in late 2017. The time which was previously spent serving Wulff,Hansen's retail customers is now spent serving the same investors via McClurg Capital and varies significantly from day to day and week to week. 2023: Applicant has begun acting as Successor Trustee of Faulkner Trust. No Wulff, Hansen clients involved; will oversee prompt distribution of all assets to recipients specified in Trusts. Task is expected to take a matter of a few weeks. Specified compensation will be provided upon completion.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WULFF, HANSEN & CO.
WULFF, HANSEN & CO.

WULFF CAPITAL MANAGEMENT | WULFF, HANSEN & CO.

CRD#: 908 / SEC#: 801-126111, 8-292
RIA
Registered Investment Advisory firm - SEC (7/15/2022 Approved)
California
Registered Investment Advisory firm - SEC (8/17/2022 Terminated)
Texas
Registered Investment Advisory firm - SEC (7/18/2022 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(7/31/2020)
RR
California
(3/24/1988)
IAR
California
(7/8/1997)
RR
Maryland
(10/9/2017)
RR
Nevada
(10/9/2017)
RR
Oregon
(9/26/2017)
IAR
Texas
(10/3/2019)
RR
Texas
(2/14/2023)
RR
Utah
(1/13/2025)
RR
Washington
(9/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1985About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Dennis Henry Steinkamp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Dennis Henry Steinkamp's CRS (Customer Relationship Summary).

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