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TS

Timothy M. Starr

WELLS FARGO SECURITIES
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 6907852
TS

Professional summary

Timothy Michael Starr, who also goes by Timothy Starr, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Charlotte, North Carolina and WELLS FARGO PRIME SERVICES, LLC located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2018. Timothy has worked at 2 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Timothy Starr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Michael Starr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2018 - Present

WELLS FARGO SECURITIES, LLC

Office #1: 550 South Tryon Street, Charlotte, NC 28202
BD
CRD#: 126292
CHARLOTTE, NC
Current

October 9, 2018 - Present

WELLS FARGO PRIME SERVICES, LLC

Office #1: 500 W 33rd St 30 Hudson Yards, New York, NY 10001
BD
CRD#: 133068
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 2/20/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

WF
WELLS FARGO PRIME SERVICES, LLC
MERLIN SECURITIES, LLC | WELLS FARGO PRIME SERVICES, LLC | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING

CRD#: 133068 / SEC#: , 8-66677

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
333 Market Street, San Francisco, CA 94105
Mailing Address
333 Market Street, San Francisco, CA 94105
Phone number
(212) 822-4800
Established
Delaware since 02/26/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONOWNER
CONNOR, TIMOTHY MICHAELPRINCIPAL FINANCIAL OFFICER8157713
HALL, JEFFREYCHIEF OPERATIONS OFFICER5292396
KEARNS, WILLIAM JMANAGER2127701
LANGIS, DARREN JOSEPHMANAGER2781108
LEONE, JOHNMANAGER7164476
MCCOOEY, EAMON PATRICKCEO, PRESIDENT, MANAGER1762536
RILEY, MICHAEL FRANCISMANAGER4165280
YI, SCOTT HUNCHIEF COMPLIANCE OFFICER3152646

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLS FARGO PRIME SERVICES, LLC

CRD#: 133068Charlotte, NC 28202

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