Samuel T. Stevens
Professional summary
Samuel Thomas Stevens, who also goes by Samuel Stevens, is a registered financial professional currently at IEX SERVICES LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2018. Samuel has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Thomas Stevens's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2022 - Present
IEX SERVICES LLC
Office #1: 3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007June 1, 2020 - May 9, 2022
VIRTU AMERICAS LLC
April 10, 2018 - June 1, 2020
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2023)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IEX SERVICES LLC
CRD#: 167872 / SEC#: , 8-69280
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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