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RR

Ronan G Ryan

IEX SERVICES
New York, NY
·CRD# 5724098·16 years experience

Professional Summary

Ronan G Ryan is a registered financial advisor currently at IEX SERVICES LLC located in New York, New York. Ronan is registered as a RR (Registered Representative) and started their career in finance in 2010. Ronan has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

IEX SERVICES LLC·CRD# 167872
BD
1. 3 World Trade Center 175 Greenwich Street 58th Floor, New York, NY, 100072. 3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007
September 17, 2013 - Present
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
April 27, 2010 - November 21, 2012

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Current Firm

IS
IEX SERVICES LLC

IEX SERVICES LLC

CRD#: 167872 / SEC#: 8-69280
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007

Mailing Address

3 World Trade Ctr 175 Greenwich Street 58th Floor, New York, NY, 10007

Phone Number

(646) 343-2000

Established

Delaware since 01/22/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
IEX GROUP, INC.DIRECT OWNER—
KATSUYAMA, BRADLEY TOSHIOPRESIDENT/CEO4463961
ASARE, ALPHONSE KWESIFINOP/POO6140970
DUKESHERER, JACK ROBERTVP/CCO/AMLCO5671449
HARKINS, BRYAN MICHAELSVP4285099
RESNICK, CRAIGVP/CFO/TREASURER/PFO5718420
RYAN, RONAN GSVP5724098

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(11/15/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2010About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2013

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2011About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Ronan G Ryan's CRS (Customer Relationship Summary).

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RR
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