Charles O. Posnecker
BRYN MAWR TRUST ADVISORS
Philadelphia, PA 19103
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CRD#: 6903567
Professional summary
Charles Otto Posnecker IV, CFA, CFP® is a registered financial advisor currently at BRYN MAWR TRUST ADVISORS, LLC located in Philadelphia, Pennsylvania.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Charles has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: GBC Portfolio Management, Inc. Whether the business is investment-related: YES Address of the other business: 101 Convention Center Drive, Suite P838B Las Vegas, NV 89109 Nature of the other business: Investment Holding Company Your position, title, or relationship with the other business: Director, Treasurer Start date of your relationship: 2005 Approximate number of hours/month you devote to the other business: <5 hours/month Number of hours you devote to the other business during securities trading hours: <1 hour/day Briefly describe your duties relating to the other business: Assist with administration, monitoring of fixed income portfolio Name of the other business: Lone Star Investment Sub-Nevada, Inc. Whether the business is investment-related: YES Address of the other business: 101 Convention Center Drive, Suite P838C Las Vegas, NV 89109 Nature of the other business: Investment Holding Company Your position, title, or relationship with the other business: Director, President/Secretary Start date of your relationship: 2016 Approximate number of hours/month you devote to the other business: <5 hours/month Number of hours you devote to the other business during securities trading hours: <1 hour/day Briefly describe your duties relating to the other business: Assist with administration, monitoring of fixed income portfolio Name of the other business: Delaware Community Foundation Whether the business is investment-related: YES Address of the other business: 100 W. 10th Street, Suite 115 Wilmington, DE 19801 Nature of the other business: Investment Committee, Board Member Your position, title, or relationship with the other business: Investment Committee, Board Member Start date of your relationship: 2022 Approximate number of hours/month you devote to the other business: <5 hours/month Number of hours you devote to the other business during securities trading hours: <1 hour/day Briefly describe your duties relating to the other business: Attend quarterly meetings to review/discuss DCF investment portfolios with OCIO, review Investment Policy Statement; Customary Board level functions Name of the other business: Spotlight Delaware (Local Journalism Initiative) Whether the business is investment-related: YES Address of the other business: 112 S. French Street Wilmington, DE 19801 Nature of the other business: Investment Committee, Board Member Your position, title, or relationship with the other business: Finance Committee, Board Member Start date of your relationship: 2022 Approximate number of hours/month you devote to the other business: <5 hours/month Number of hours you devote to the other business during securities trading hours: <1 hour/day Briefly describe your duties relating to the other business: Attend quarterly meetings to review/discuss investment portfolio, review Investment Policy Statement; Customary Board level functions
CRS (Client Relationship Summary) - RIA
Click below to view Charles Otto Posnecker IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
January 31, 2023 - Present
BRYN MAWR TRUST ADVISORS, LLC
Office #1: 1818 Market Street 22nd Floor, Philadelphia, PA, 19103RIA
CRD#: 285359
Philadelphia, PA
Past
March 27, 2018 - February 3, 2023
CYPRESS CAPITAL MANAGEMENT, LLC
RIA
CRD#: 109955
GREENVILLE, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BM
BRYN MAWR TRUST ADVISORS, LLC
BMTA | WSFS CAPITAL MANAGEMENT, LLC | WEST CAPITAL MANAGEMENT | BRYN MAWR TRUST ADVISORS, LLC | BRYN MAWR CAPITAL MANAGEMENT, LLC | BRYN MAWR CAPITAL MANAGEMENT (FORMER NAME)
CRD#: 285359 / SEC#: 801-108434
RIA
Registered Investment Advisory firm - (10/6/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(1/31/2023)
IAR
Pennsylvania(1/31/2023)
Exams
Current Firm
BM
BRYN MAWR TRUST ADVISORS, LLC
BMTA | WSFS CAPITAL MANAGEMENT, LLC | WEST CAPITAL MANAGEMENT | BRYN MAWR TRUST ADVISORS, LLC | BRYN MAWR CAPITAL MANAGEMENT, LLC | BRYN MAWR CAPITAL MANAGEMENT (FORMER NAME)
CRD#: 285359 / SEC#: 801-108434
RIA
Registered Investment Advisory firm - (10/6/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1818 Market Street 22nd Floor, Philadelphia, PA 19103
Mailing Address
Phone number
(215) 731-1820
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,371 |
| AUM (Assets Under Management) | $ 3,011,732,671 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 04/09/2024 | ||
| 02/27/2023 |
Red Flags
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