John Pettengill
Professional summary
John Pettengill, who also goes by John Wilbur Pettengill, is a registered financial professional currently at GE VERNOVA CAPITAL MARKETS, LLC located in Stamford, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2018. John has worked at 3 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Pettengill's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2025 - Present
GE VERNOVA CAPITAL MARKETS, LLC
Office #1: 400 Atlantic Street, Stamford, CT 06901December 4, 2020 - January 24, 2025
CRC-IB
September 12, 2018 - December 31, 2019
GE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2025)
(7/2/2025)
(3/19/2025)
(3/28/2025)
(3/19/2025)
Exams
Series 7TO
Date: 11/26/2024
General Securities Representative ExaminationSeries 82TO
Date: 12/18/2020
Limited Representative-Private Securities OfferingsFINRA
Current Firm
GE VERNOVA CAPITAL MARKETS, LLC
CRD#: 329164 / SEC#: , 8-71185
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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