JD
Jason A. Dorfman
NEST EGG
Conshohocken, PA 19428
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CRD#: 6895132
JD
Professional summary
Jason Alex Dorfman, who also goes by Jason Dorfman, is a registered financial advisor currently at NEST EGG located in Conshohocken, Pennsylvania and NEST INVESTMENTS BD LLC located in Conshohocken, Pennsylvania.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jason has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Dorfman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
02/2020 to Present: I am registered as an advisor with the parent company, Nest Egg, as well as a registered representative of Nest Investments BD LLC, a FINRA registered broker/dealer. 09/2022 to Present: I am licensed representative of Nest Insurance LLC, DBA Nest Insurance Agency LLC, a wholly-owned subsidiary of Nest Egg.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Alex Dorfman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2020 - Present
NEST EGG
Office #1: 20 Ash Street Suite 300, Conshohocken, PA 19428RIA
CRD#: 286024
Conshohocken, PA
Current
March 4, 2020 - Present
NEST INVESTMENTS BD LLC
Office #1: 20 Ash Street Suite 300, Conshohocken, PA 19428Office #2: 20 Ash Street Suite 300, Conshohocken, PA 19148BD
CRD#: 294417
Conshohocken, PA
Past
March 1, 2018 - February 27, 2020
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEST EGG
NEST EGG | NEST INVESTMENTS LLC | NEST EGG AT WASHINGTON STATE BANK | NEST EGG AT REPUBLIC BANK | NEST EGG AT PREVAIL BANK | NEST EGG AT PHOENIXVILLE FEDERAL BANK | NEST EGG AT OCEANFIRST BANK | NEST EGG AT KEYSAVINGS BANK | NEST EGG AT JWCOLE | NEST EGG AT GERMAN AMERICAN STATE BANK | NEST EGG AT FORTIFI BANK | NEST EGG AT FLANAGAN STATE BANK | NEST EGG AT FIRST STATE BANK | NEST EGG AT FIRST BANK HAMPTON | NEST EGG AT ATLANTIC FEDERAL CREDIT UNION
CRD#: 286024 / SEC#: 801-108790
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(2/1/2023)
RR
Kentucky(2/1/2023)
RR
New Jersey(3/4/2020)
IAR
New Jersey(3/9/2020)
RR
New York(4/12/2022)
RR
Ohio(2/2/2023)
RR
Pennsylvania(3/4/2020)
IAR
Pennsylvania(3/6/2020)
RR
Tennessee(2/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NE
NEST EGG
NEST EGG | NEST INVESTMENTS LLC | NEST EGG AT WASHINGTON STATE BANK | NEST EGG AT REPUBLIC BANK | NEST EGG AT PREVAIL BANK | NEST EGG AT PHOENIXVILLE FEDERAL BANK | NEST EGG AT OCEANFIRST BANK | NEST EGG AT KEYSAVINGS BANK | NEST EGG AT JWCOLE | NEST EGG AT GERMAN AMERICAN STATE BANK | NEST EGG AT FORTIFI BANK | NEST EGG AT FLANAGAN STATE BANK | NEST EGG AT FIRST STATE BANK | NEST EGG AT FIRST BANK HAMPTON | NEST EGG AT ATLANTIC FEDERAL CREDIT UNION
CRD#: 286024 / SEC#: 801-108790
RIA
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Contact information
Main Address
20 Ash Street Suite 300, Conshohocken, PA 19428
Mailing Address
P.o. Box 266, Conshohocken, PA 19428
Phone number
(888) 345-2163
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,562 |
| AUM (Assets Under Management) | $ 101,568,840 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
