Thomas Humphrey Elcock
Professional Summary
Thomas Humphrey Elcock, who also goes by Tom Elcock, is a registered financial advisor currently at OPTIVER US LLC located in Chicago, Illinois. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2018. Thomas has worked at 2 firms and has passed the SIE, Series 57 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Elcock
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Contact Information
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Disclosures on record.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
OPTIVER US LLC | OPTIVER US, LLC
Contact Information
Main Address
130 E. Randolph Street Suite 800, Chicago, IL 60601Mailing Address
130 E. Randolph Street Suite 800, Chicago, IL 60601Phone Number
(312) 821-9500Established
Illinois since 08/05/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPTIVER PARTNERSHIP US LP | PARENT COMPANY | — |
| BRINKHUIS, RUTGER HENDRIK | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US | 6753961 |
| DEATON, MICHAEL WILLIAM | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 2964800 |
| ITKIN, ALEXANDER SAMUEL | CHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP | 5967037 |
Disclosures
Regulatory Event
10Civil Event
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WILLIAM BLAIR
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Other business activities
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Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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WILLIAM BLAIR
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State Registrations and Notice Filings
Exams
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Humphrey Elcock's CRS (Customer Relationship Summary).
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