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YH

Yong K. Han

JUMP EXECUTION
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 6883405
YH

Professional summary

Yong Ku Han, who also goes by Ryan Han, is a registered financial professional currently at JUMP EXECUTION, LLC located in Chicago, Illinois and JUMP TRADING, LLC located in Chicago, Illinois.

Yong is registered as a RR (Registered Representative) and started their career in finance in 2024. Yong has worked at 2 firms and has passed the Series 99TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ryan Han

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yong Ku Han's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2024 - Present

JUMP EXECUTION, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654
BD
CRD#: 313060
Chicago, IL
Current

July 29, 2024 - Present

JUMP TRADING, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654
BD
CRD#: 106124
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 5/26/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/3/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JT
JUMP TRADING, LLC
AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: , 8-52989

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Mailing Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Phone number
(312) 205-8900
Established
Delaware since 10/31/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER
BUTLER, AIDAN JOSEPHCHIEF COMPLIANCE OFFICER4417413
HICKEY, COLLEEN PCFO AND POO4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCOO5213932

Disclosures

Regulatory Event15

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

JUMP TRADING, LLC

CRD#: 106124Chicago, IL 60654

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