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Yong Ku Han

JUMP EXECUTION
CHICAGO, IL
·CRD# 6883405·4 years experience

Professional Summary

Yong Ku Han, who also goes by Ryan Han, is a registered financial advisor currently at JUMP EXECUTION, LLC located in Chicago, Illinois and JUMP TRADING, LLC located in Chicago, Illinois. Yong is registered as a RR (Registered Representative) and started their career in finance in 2024. Yong has worked at 2 firms and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Han

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

JUMP EXECUTION, LLC·CRD# 313060
BD
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
March 5, 2024 - Present
JUMP TRADING, LLC·CRD# 106124
BD
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
July 29, 2024 - Present

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Current Firm

JT
JUMP TRADING, LLC

AKAMAI TRADING LLC | JUMP TRADING, LLC

CRD#: 106124 / SEC#: 8-52989
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 10/31/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
OLSEN, DAVID ALANPRESIDENT & CHIEF RISK OFFICER2568392
SCHRECENGOST, MATTHEW DAVIDCHIEF OPERATIONS OFFICER5213932
VAUGHN, MATTHEW KCHIEF COMPLIANCE OFFICER5561167

Disclosures

Regulatory Event

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed May 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Yong Ku Han's CRS (Customer Relationship Summary).

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