Mengjie Hu
Professional summary
Mengjie Hu, who also goes by Stephanie Hu, is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.
Mengjie is registered as a RR (Registered Representative) and started their career in finance in 2018. Mengjie has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mengjie Hu's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
D. BORAL CAPITAL
Office #1: 590 Madison Ave. 39th Floor, New York, NY 10022May 20, 2019 - November 24, 2021
MAXIM GROUP LLC
January 30, 2018 - March 25, 2019
MIDTOWN PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2021)
Exams
FINRA
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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