Lewis Innes-miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Innes-miller, who also goes by Lewis Innes-milles, was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 2018. Lewis had worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2018 - November 27, 2018
SOLIUM FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 11
Date: 1/29/2018
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SOLIUM FINANCIAL SERVICES LLC
CRD#: 147933 / SEC#: , 8-67942
Contact information
Documents
Disclosures
| Regulatory Event | 46 |
Red Flags
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