James C. Wycoff
Professional summary
James Craig Wycoff is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey and FUTU CLEARING INC located in Dallas, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 2018. James has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Craig Wycoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2022 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311August 12, 2025 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251June 6, 2018 - August 17, 2022
AXOS CLEARING LLC
January 4, 2018 - May 22, 2018
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2022)
(8/12/2025)
(8/12/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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