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FIRM PROFILE
Overview
MOOMOO FINANCIAL INC. is located at 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311 and was first established at Woodbridge, Delaware in 12/17/2015. After operating for 10 years, MOOMOO FINANCIAL INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MOOMOO FINANCIAL INC.’s clients are individuals and 0% of their clients are high net worth individuals. MOOMOO FINANCIAL INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MOOMOO FINANCIAL INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 1 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MOOMOO FINANCIAL INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MOOMOO FINANCIAL INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for MOOMOO FINANCIAL INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311
Small
(650) 798-5700
Delaware since 12/17/2015
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FUTU US INC | SHAREHOLDER | ||
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 | |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 | |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 | |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 | |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 | |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 | |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 | |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
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Advisor's working at MOOMOO FINANCIAL INC.
Hanis Matin Mellor
Glen Robert Stifelman
Neil Anthony Mcdonald
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