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CRD#: 298769
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FUTU CLEARING INC is located at 12750 Merit Drive Suite 475, Dallas, TX 75251 and was first established at Dallas, Delaware in 08/13/2018. After operating for 7 years, FUTU CLEARING INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FUTU CLEARING INC’s clients are individuals and 0% of their clients are high net worth individuals. FUTU CLEARING INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FUTU CLEARING INC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FUTU CLEARING INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FUTU CLEARING INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for FUTU CLEARING INC Comes From

Understanding the Statistics for FUTU CLEARING INC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
12750 Merit Drive Suite 475, Dallas, TX 75251
Mailing Address
12750 Merit Drive Suite 475, Dallas, TX 75251
Firm Size
Small
Phone Number
(972) 665-6903
Established
Delaware since 08/13/2018
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FUTU US INCOWNER
DU, SHUANGHEAD OF US OPERATIONS5005050
KELLY, PATRICK JAMESCHIEF EXECUTIVE OFFICER3126322
SHARMA, VICKRAMJITCHIEF LEGAL OFFICER7186502
SHEN, QIUFANGHEAD OF FINANCE3158926
STIFELMAN, GLEN ROBERTCHIEF COMPLIANCE OFFICER1699013

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Advisor's working at FUTU CLEARING INC

GS

Glen Robert Stifelman

RR
CRD#: 1699013
Location:
Jersey City, NJ 07311
Company:
MOOMOO FINANCIAL INC.
Disclosures:
Experience:
38 years
View Profile
AM

Adam Garrett Miranda

RR
CRD#: 1630369
Location:
Dallas, TX 75251
Company:
FUTU CLEARING INC
Disclosures:
Experience:
13 years
View Profile
JO

Jon Ottomanelli

RR
CRD#: 2186753
Location:
Jersey City, NJ 07311
Company:
FUTU CLEARING INC
Disclosures:
Experience:
34 years
View Profile
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