Andrew Penick Watson Douglas
Professional Summary
Andrew Penick Watson Douglas, who also goes by Andrew Douglas, is a registered financial advisor currently at CASTLE PLACEMENT, LLC located in Long Beach, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Douglas
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
CASTLE PLACEMENT, LLC
Contact Information
Main Address
180 Boardwalk - 625, Long Beach, NY 11561Mailing Address
1460 Broadway, New York, NY 10036Phone Number
(212) 418-1180Established
Delaware since 03/13/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/1/2022)
(8/24/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Penick Watson Douglas's CRS (Customer Relationship Summary).
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