KB
Kent A. Bellgrau
CETERA INVESTMENT ADVISERS LLC
NORTH BARRINGTON, IL 60010
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CRD#: 6870181
KB
Professional summary
Kent Andrew Bellgrau, who also goes by Kent A Bellgrau, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Barrington, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in North Barrington, Illinois.
Kent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kent has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kent A Bellgrau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WINTERS & CO, LLC - BARRINGTON, IL - NOT INVESTMENT RELATED - ACCOUNTING SERVICES, CPA - SINCE 2011, 45 HRS/WK, OWNER:
2) POA FOR PARENTS, SINCE 10/2015:
3) WINTER AND CO, LLC OWNED BY BELLGRAU & CO, LTD, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, CPA FIRM ,STARTED 01/2003, POSITION/TITLE/RELATIONSHIP: PART OWNER, 40% WINTERS & CO, 100% BELLGRAU & CO, APX 50 HOURS PER WEEK, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING
CRS (Client Relationship Summary) - RIA
Click below to view Kent Andrew Bellgrau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 108 S Wynstone Park Drive Suite 100, North Barrington, IL 60010RIA
CRD#: 105644
NORTH BARRINGTON, IL
Current
December 19, 2017 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 108 S Wynstone Park Drive Suite 100, North Barrington, IL 60010BD
CRD#: 10358
North Barrington, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/17/2021)
RR
Illinois(10/11/2018)
IAR
Illinois(10/11/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644North Barrington, IL 60010TRUST BUT VERIFY
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