Michael E. Foster

DOLAN CAPITAL ADVISORS

Charlotte, NC 28277

Some features on this profile are disabled

CRD#: 6869849

Professional summary

Michael Edward Foster JR, who also goes by Michael Edward Foster, is a registered financial advisor currently at DOLAN CAPITAL ADVISORS, LLC located in Charlotte, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Edward Foster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Foster JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2021 - Present

DOLAN CAPITAL ADVISORS, LLC

Office #1: 15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277

RIA

CRD#: 269886

Charlotte, NC

Past

December 7, 2017 - September 30, 2021

DFA SECURITIES LLC

CRD#: 10292

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOLAN CAPITAL ADVISORS, LLC

DOLAN CAPITAL ADVISORS, INC. | DOLAN FAMILY, INC. | DOLAN CAPITAL ADVISORS, LLC

CRD#: 269886 / SEC#: 801-130232

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/29/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (5/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2017

General Securities Representative Examination

Current Firm

DOLAN CAPITAL ADVISORS, LLC

DOLAN CAPITAL ADVISORS, INC. | DOLAN FAMILY, INC. | DOLAN CAPITAL ADVISORS, LLC

CRD#: 269886 / SEC#: 801-130232

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/29/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (5/13/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277

Mailing Address

Phone number

(704) 887-4969

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOLAN CAPITAL ADVISORS, INC. 2025 ANNUAL AMENDED BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 146,049,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael E. Foster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Foster JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOLAN CAPITAL ADVISORS, LLC

DFA SECURITIES LLC

Primary Firm SEC Registration

DOLAN CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2021

Series 63

Date: 2/16/2018

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2017

Current Firm

DOLAN CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOLAN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors