Sandra K. Zimbric

APEX FIDUCIARY ADVISORS LLC

Middleton, WI 53562

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CRD#: 6869752

Professional summary

Sandra Kaye Zimbric, who also goes by Sandra K Zimbric, is a registered financial advisor currently at APEX FIDUCIARY ADVISORS LLC located in Middleton, Wisconsin.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sandra has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandra K Zimbric

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ms. Sandra Zimbric is the sole owner of Zimbric Investments, LLC a single member LLC registered in the state of WI. Ms. Zimbric receives compensation via her employment with Apex Fiduciary Advisors, LLC. Ms. Sandra Zimbric works closely with Apex Fiduciary Tax Advisors, LLC and even though she is not an owner and receives no compensation from Apex Fiduciary Tax Advisors, LLC the relationship may constitute a conflict of interest. Ms. Sandra Zimbric has her insurance license and may offer insurance products to clients that express a need. She may receive compensation for this activity outside of Apex's advisory services which would be considered a conflict of interest. Ms Sandra Zimbric is the Treasurer of Waunakee Boys Kickers Club. This relationship started on 01/03/2024, not investment related, 0 hours per month during business hours and 8 hours per month outside of business hours, She receives no compensation for this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Kaye Zimbric's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2021 - Present

APEX FIDUCIARY ADVISORS LLC

Office #1: 8500 Greenway Blvd Ste 105, Middleton, WI 53562

RIA

CRD#: 313555

Middleton, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(11/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2021

Securities Industry Essentials Examination

Current Firm

APEX FIDUCIARY ADVISORS LLC

CRD#: 313555 / SEC#:

Texas

Registered Investment Advisory firm - (6/17/2021 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (5/21/2021 Approved)

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Contact information

Main Address

8500 Greenway Blvd Ste 105, Middleton, WI 53562

Mailing Address

Phone number

(608) 644-5055

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 41,194,757

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sandra K. Zimbric

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Kaye Zimbric's CRS (Customer Relationship Summary).

Certified licenses

Experience

APEX FIDUCIARY ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2021

SIE

Date: 7/19/2021

Current Firm

APEX FIDUCIARY ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

APEX FIDUCIARY ADVISORS LLC

TRUST BUT VERIFY

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