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BW

Brooke Wyatt-nunes

TOBIN & COMPANY SECURITIES
CHARLOTTE, NC 28280
Some features on this profile are disabled
CRD#: 6853388
BW
Brooke Wyatt-nunesTOBIN & COMPANY SECURITIES

Professional summary

Brooke Wyatt-nunes, who also goes by Brooke Nunes, Brooke Elizabeth Wyatt-nunes, is a registered financial professional currently at TOBIN & COMPANY SECURITIES LLC located in Charlotte, North Carolina.

Brooke is registered as a RR (Registered Representative) and started their career in finance in 2017. Brooke has worked at 6 firms and has passed the Series 63, Series 22TO, SIE and Series 82 exams.

Aliases

Brooke Nunes | Brooke Elizabeth Wyatt-Nunes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brooke Wyatt-nunes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2025 - Present

TOBIN & COMPANY SECURITIES LLC

Office #1: 101 South Tryon Street Suite 2700, Charlotte, NC 28280
BD
CRD#: 137918
CHARLOTTE, NC
Past

December 10, 2023 - December 31, 2024

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
TAMPA, FL
Past

June 24, 2022 - April 17, 2023

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

April 25, 2022 - June 1, 2022

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

August 22, 2018 - January 17, 2022

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
CLAYMONT, DE
Past

December 21, 2017 - August 22, 2018

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/2/2025)
RR
California
(1/2/2025)
RR
North Carolina
(1/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/10/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 7/7/2020
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 12/21/2017
Limited Representative-Private Securities Offerings
SRO Registrations
RR
FINRA

Current Firm

T&
TOBIN & COMPANY SECURITIES LLC
TOBIN & COMPANY SECURITIES LLC | TOBIN SOLITARIO SECURITIES LLC | TOBIN ADVISORS LLC | TOBIN ADVISORS II LLC

CRD#: 137918 / SEC#: , 8-67134

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
101 South Tryon Street Suite 2700, Charlotte, NC 28280
Mailing Address
P.o. Box 30486, Charlotte, NC 28230
Phone number
(704) 334-2772
Established
North Carolina since 05/12/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOBIN & COMPANY INVESTMENT BANKING GROUP LLCPARENT COMPANY
TOBIN, JUSTINE EIDTCHIEF COMPLIANCE OFFICER1641345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOBIN & COMPANY SECURITIES LLC

CRD#: 137918Charlotte, NC 28280

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