Brooke E. Wyatt-nunes
Professional summary
Brooke Elizabeth Wyatt-nunes, who also goes by Brooke Nunes, Brooke Elizabeth Wyatt-nunes, is a registered financial professional currently at TOBIN & COMPANY SECURITIES LLC located in Charlotte, North Carolina.
Brooke is registered as a RR (Registered Representative) and started their career in finance in 2017. Brooke has worked at 6 firms and has passed the Series 63, Series 22TO, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brooke Elizabeth Wyatt-nunes's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2025 - Present
TOBIN & COMPANY SECURITIES LLC
Office #1: 101 South Tryon Street Suite 2700, Charlotte, NC 28280December 10, 2023 - December 31, 2024
SKYWAY CAPITAL MARKETS, LLC
June 24, 2022 - April 17, 2023
S2K FINANCIAL LLC
April 25, 2022 - June 1, 2022
FINALIS SECURITIES LLC
August 22, 2018 - January 17, 2022
GROWTH CAPITAL SERVICES, INC.
December 21, 2017 - August 22, 2018
WEALTHFORGE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2025)
(1/2/2025)
(1/2/2025)
Exams
Series 22TO
Date: 7/7/2020
Direct Participation Programs Representative ExaminationFINRA
Current Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
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