Joshua D. Payne
EAGLE STRATEGIES LLC
Osage City, KS 66523
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CRD#: 6849808
Professional summary
Joshua David Payne, CFP®, who also goes by Joshua D Payne, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Osage City, Kansas and NYLIFE SECURITIES LLC located in Osage City, Kansas.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Joshua has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua D Payne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF PAYNE FINANCIAL STRATEGIES, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; LYNDON, KS; START DATE: 09/2019] [Arrowhead Real Estate Investments LLC; An LLC owned with my brother and my cousin to purchase real estate with the intent to hold on to it and sell at a later date at a higher value while collecting rent during the term of ownership. ; 1306 Washington St. Lyndon KS 66451; Start Date 09/2022; Role/Title: Partner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Sun Dance Ranch LLC; A LLC which will own a bank account and 23 acres of land that is being transferred from being owned personally to being owned by the LLC. There will be no additional assets or property owned by the LLC at this time. There is a hay lease. ; 1306 Washington Street Lyndon Ks 66451; Start Date 08/2024; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 410 N 9th Street, Osage City KS 66523; Start Date 02/2025; Role/Title: Owner; Investment Related; 5 hours per month; 5 hours per month during securities trading hours][The Payne Family Foundation; private family foundation would be started by my wife and I solely for the purposes of family charitable giving. ; 307 W 6th Street Lyndon KS 66451; Start Date 03/2025; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Joshua David Payne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 24, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 410 N 9th Street, Osage City, KS 66523RIA
CRD#: 110826
Osage City, KS
Current
June 28, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 410 N 9th Street Suite A, Osage City, KS 66523BD
CRD#: 5167
Osage City, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2023)
RR
Arkansas(6/29/2021)
RR
California(1/12/2024)
RR
Colorado(5/5/2023)
RR
Florida(7/7/2022)
RR
Georgia(4/5/2023)
RR
Indiana(4/5/2023)
RR
Iowa(10/29/2020)
RR
Kansas(7/26/2019)
IAR
Kansas(5/24/2021)
RR
Kentucky(11/3/2023)
RR
Massachusetts(6/24/2022)
RR
Missouri(7/23/2021)
RR
Nebraska(7/22/2021)
RR
Nevada(2/7/2022)
RR
New Jersey(7/22/2021)
RR
New Mexico(7/28/2022)
RR
North Carolina(12/1/2022)
RR
North Dakota(9/6/2024)
RR
Ohio(3/7/2023)
RR
Oklahoma(12/3/2020)
RR
Oregon(10/20/2023)
RR
Pennsylvania(10/13/2021)
RR
South Carolina(8/2/2021)
RR
South Dakota(11/30/2021)
RR
Texas(3/23/2021)
IAR
Texas(10/5/2021)
RR
Virginia(10/25/2023)
RR
Washington(1/11/2022)
RR
Wisconsin(8/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/12/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 6/28/2019
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Osage City, KS 66523TRUST BUT VERIFY
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