AP
Alexander J. Paslay
KESTRA ADVISORY SERVICES
Woodstock, GA 30188
CRD#: 6520973
AP
Professional summary
Alexander James Paslay, who also goes by Aj Paslay, Alexander J Paslay, Alexander James Paslay, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Woodstock, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Woodstock, Georgia.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Alexander has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aj Paslay | Alexander J Paslay | Alexander James Paslay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NONPROFIT MORTGAGE COMPANY POSITION: Mortgage loan originator NATURE: Mortgage/Lending Related INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/24/2021 ADDRESS: 80 Columbia Cv, Dallas GA 30132, United States DESCRIPTION: Ihelp individuals with financing their home purchases as a mortgage loan originator. NMLS 1242054. KESTRA ADVISORY SERVICES, LLC POSITION: Investment Adviser Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/05/2023 DDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Financial Planning &Investment Management PROSPER MANAGEMENT, LLC POSITION: Member NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/24/2021 ADDRESS: 3330 Cobb Pkwy Ste 324 # 276, Dallas GA 30132, United States DESCRIPTION: I have a small amount of business owners that I work with on how to communicate with other companies in a more efficient and effective way and help them in debt placement through brokering commercial lending. STRATEGIC STEWARDSHIP POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/08/2022 ADDRESS: 3215 S.Cherokee Lane, Suite 1630, Woodstock GA 30188, United States DESCRIPTION: Day to day Strategic Stewardship operations
CRS (Client Relationship Summary) - RIA
Click below to view Alexander James Paslay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3215 S Cherokee Lane Suite 1630, Woodstock, GA 30188RIA
CRD#: 283330
Woodstock, GA
Current
March 22, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3215 S Cherokee Lane, Suite 1630, Woodstock, GA 30188BD
CRD#: 42046
Woodstock, GA
Past
July 24, 2015 - July 21, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOISE, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/4/2025)
RR
Georgia(3/22/2022)
IAR
Georgia(9/11/2023)
RR
Idaho(4/5/2024)
RR
Illinois(4/4/2024)
RR
Massachusetts(11/4/2024)
RR
North Carolina(4/8/2024)
RR
Oregon(10/29/2025)
RR
Pennsylvania(4/4/2024)
RR
South Carolina(8/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
