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MP

Mary Joanna Rose R. Pili

RHODES SECURITIES
FORT WORTH, TX 76102
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CRD#: 6849538
MP
Mary Joanna Rose Recio PiliRHODES SECURITIES

Professional summary


Mary Joanna Rose Recio Pili, who also goes by Mary Joanna Rose Recio Pili, Mary Recio Pili, is a registered financial professional currently at RHODES SECURITIES, INC. located in Fort Worth, Texas.

Mary Joanna Rose is registered as a RR (Registered Representative) and started their career in finance in 2022. Mary Joanna Rose has worked at 2 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 24 exams.

Aliases


Mary Joanna Rose Recio Pili | Mary Recio Pili

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mary Joanna Rose Recio Pili's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 9, 2024 - Present

RHODES SECURITIES, INC.

Office #1: 306 West 7th Street Suite 1000, Fort Worth, TX 76102
BD
CRD#: 19610
FORT WORTH, TX
Past

October 20, 2023 - May 3, 2024

MORGAN STANLEY

RIA
CRD#: 149777
Dallas, TX
Past

October 20, 2023 - May 3, 2024

MORGAN STANLEY

BD
CRD#: 149777
Dallas, TX
Past

June 17, 2022 - October 2, 2023

RHODES SECURITIES, INC.

BD
CRD#: 19610
FT WORTH, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(5/9/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/12/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/16/2022
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RS
RHODES SECURITIES, INC.
RHODES SECURITIES, INC.

CRD#: 19610 / SEC#: , 8-37689

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
306 West 7th Street Suite 1000, Ft Worth, TX 76102
Mailing Address
306 West 7th Street Suite 1000, Fort Worth, TX 76102
Phone number
(817) 334-0455
Established
Texas since 02/18/1987
Firm type
Corporation
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (44 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RHODES, J. GORDONDIRECTOR, CEO, FINOP4763582
ZEHNTNER, MARILYN RUTHPRESIDENT, COO, CCO2645697

Disclosures


Regulatory Event3
Arbitration1

Red Flags


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Company Information


RHODES SECURITIES, INC.

CRD#: 19610Fort Worth, TX 76102

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