Peter Jonathan Pena
Professional Summary
Peter Jonathan Pena, who also goes by Pete Pena, is a registered financial advisor currently at INTELLIGENT CROSS LLC located in Stamford, Connecticut. Peter is registered as a RR (Registered Representative) and started their career in finance in 2018. Peter has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pete Pena
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
INTELLIGENT CROSS LLC | XIMPACT CROSS, LLC
Contact Information
Main Address
Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902Mailing Address
Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902Phone Number
(212) 621-9640Established
Delaware since 11/16/2016Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/7/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Jonathan Pena's CRS (Customer Relationship Summary).
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