Alexander O. Dehaan
CETERA INVESTMENT ADVISERS LLC
ESCANABA, MI 49829
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CRD#: 6844316
Professional summary
Alexander Oakman Dehaan, CFP®, who also goes by Alex Dehaan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Escanaba, Michigan and CETERA WEALTH SERVICES, LLC located in Escanaba, Michigan.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Alexander has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Dehaan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIRST PRESBYTERIAN CHURCH OF ESCANABA, MI; INVESTMENT RELATED: NO; ADDRESS: 819 1ST AVE. S. ESCANABA MI; 49829; NATURE OF BUSINESS: CHURCH; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISE ON OVERSIGHT OF CHURCH BUDGET, INVESTMENT ACCOUNTS MANAGED BY A THIRD-PARTY, AND ALL FINANCIAL MATTER PERTAINING TO THE CHURCH; 2. NAME OF ENTITY:OSF St. Francis Foundation Board; No; 3401 Ludington Street; Escanaba; MI; 49829; NON-PROFIT ORGANIZATION; Board Member; 2/5/2020; 1; 0; ATTEND MEETINGS; 3. NAME OF ENTITY:FIRST BANK, UPPER MICHIGAN; Yes; 2800 LUDINGTON ST; ESCANABA; MI; 49829; FINANCIAL SERVICES; BROKER/INVESTMENT REPRESENTATIVE; 9/18/2017; 160; 130; SERVICING OF BROKERAGE CLIENTS; 4. NAME OF OTHER BUSINESS: FIRST INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: ROTARY CLUB OF ESCANABA, MI (CLUB 2642); INVESTMENT RELATED: NO; ADDRESS: 624 LUDINGTON ST, ESCANABA, MI 49829; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PAST-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST CURRENT CLUB PRESIDENT AS NEEDED TO HELP RUN WEEKLY CLUB MEETINGS, MONTHLY BOARD MEETINGS & OTHER FUNCTIONS OR SERVICE PROJECTS OF OUR ROTARY CLUB; 6. NAME OF OTHER BUSINESS: FIRST BANK INVESTMENT MANAGEMENT GROUP DBA FIRST INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2024; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CETERA ADVISOR NETWORKS LOCATED AT FIRST BANK INVESTMENT MANAGEMENT GROUP; 7. NAME OF OTHER BUSINESS: ESCANABA ROTARY TRUST BOARD/CAMP HARSTAD, INVESTMENT RELATED: NO, ADDRESS: 401 LUDINGTON STREET, ESCANABA, MI 59829, NATURE OF BUSINESS: NON-PROFIT, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: APPOINTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS IN SUMMER MONTHS, PARTNER WITH YMCA TO PROVIDE SUMMER CAMP TO CHILDREN WITH SPECIAL NEEDS;
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Oakman Dehaan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1214 N Lincoln Rd, Escanaba, MI 49829RIA
CRD#: 105644
ESCANABA, MI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1921 3rd Ave N, Escanaba, MI 49829BD
CRD#: 13572
Escanaba, MI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 11, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ESCANABA, MI
Past
July 11, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ESCANABA, MI
Past
February 10, 2018 - July 5, 2018
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
Escanaba, MI
Past
December 11, 2017 - July 5, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
Escanaba, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Michigan(6/9/2021)
IAR
Michigan(6/29/2023)
RR
New York(2/3/2025)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
