John Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Barrett, who also goes by John Sullivan Barrett, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2017. John had worked at 2 firms and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2019 - December 13, 2023
WINLO MANAGEMENT GROUP, LLC
November 21, 2017 - July 1, 2019
BAKER TILLY CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINLO MANAGEMENT GROUP, LLC
CRD#: 288383 / SEC#: , 8-69940
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
