John Scott Randolph
Professional Summary
John Scott Randolph is a registered financial advisor currently at STONECREST CAPITAL MARKETS, INC. located in Austin, Texas and WINLO MANAGEMENT GROUP, LLC located in Austin, Texas. John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 13 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 57, Series 7, Series 14, Series 53, Series 24 and Series 28...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
OSBORNE, ERIN LEIGH | WINLO MANAGEMENT GROUP, LLC | WINLO MANAGEMENT GROUP | STONECREST GLOBAL CAPITAL, LLC | STONECREST GLOBAL CAPITAL
Contact Information
Main Address
300 W 6th Street Suite 1550, Austin, TX 78701Mailing Address
300 W 6th Street Suite 1550, Austin, TX 78701Phone Number
(800) 688-3824Established
Puerto Rico since 01/15/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/29/2015)
(3/4/2015)
(2/29/2016)
(7/12/2016)
(9/22/2022)
(3/5/2015)
(3/6/2017)
(3/17/2017)
(11/9/2021)
(11/12/2021)
(11/9/2021)
(5/18/2022)
(2/13/2015)
(1/28/2015)
(6/19/2020)
(11/10/2021)
(7/20/2015)
(3/20/2018)
(3/2/2015)
(2/6/2015)
(6/16/2017)
(2/5/2015)
(7/28/2017)
(8/19/2020)
(8/9/2022)
(2/27/2015)
(5/14/2015)
(11/9/2021)
(2/24/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2020About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 1994About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Scott Randolph's CRS (Customer Relationship Summary).
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