NJ
Nathan Y. Jia
STRATEGIC ADVISERS LLC
REDWOOD CITY, CA
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CRD#: 6840358
NJ
Professional summary
Nathan Yue Jia, CFP®, who also goes by Yue Jia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Redwood City, California and FIDELITY BROKERAGE SERVICES LLC located in Burlingame, California.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Nathan has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Yue Jia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sunstone Management Inc.. Investment-related. 18881 Von Karman Ave, Suite 500, Irvine, CA 92612. Private Equity Firm. Title - Vice President. Start date 4/2023. The approximate number of hours per month is 80 with all hours during trading hours. Duties include investor relationship management. Sunstone Advisors, LLC. Investment-related. 18881 Von Karman Ave, Suite 500, Irvine, CA 92612. Investment Advisory Firm. Title - Senior Investment Advisor. Start date 4/2023. The approximate number of hours per month is 80 with 20 hours per month during trading hours. Duties include providing investment advise to Funds. California Insurance License; Start date: 10/2016; not actively using - zero hours devoted.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Yue Jia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1411 Chapin Avenue, Burlingame, CA 94010RIA
CRD#: 104555
REDWOOD CITY, CA
Current
August 13, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1411 Chapin Avenue, Burlingame, CA 94010BD
CRD#: 7784
Burlingame, CA
Past
August 20, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BURLINGAME, CA
Past
October 31, 2023 - June 17, 2024
CAROFIN, LLC
BD
CRD#: 298717
Irvine, CA
Past
May 12, 2023 - July 2, 2024
SUNSTONE ADVISORS, LLC
RIA
CRD#: 324002
IRVINE, CA
Past
December 13, 2018 - May 31, 2019
ELITE BROKERS, LLC
BD
CRD#: 284050
LONG BEACH, CA
Past
August 2, 2017 - December 31, 2020
ELITE ADVISORS, LLC
RIA
CRD#: 282117
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/13/2024)
IAR
California(3/31/2025)
RR
Georgia(2/20/2025)
RR
Missouri(1/6/2025)
RR
Nevada(6/27/2025)
RR
Oregon(9/22/2025)
RR
Texas(6/9/2025)
IAR
Texas(8/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/31/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
