SB
Stephen D. Burleson
HBKS WEALTH ADVISORS
STUART, FL 34996
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CRD#: 6837029
SB
Professional summary
Stephen Deryl Burleson, who also goes by Stephen Deryl Burleson, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Stuart, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Stuart, Florida.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Stephen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Deryl Burleson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HBKS Wealth Advisors; Yes; 1000 SE Monterey Commons Blvd Suite 101 Stuart, FL 34996; RIA; Financial Advisor; 02/2024; 180; 130; financial advisor. 2. Fixed Insurance; Yes; 1000 SE Monterey Commons Blvd Suite 101 Stuart, FL 34996; Fixed/Traditional Insurance; Agent; 02/2024; 180; 130; Sales of Fixed/Traditional Insurance. 3. PKS Financial; Yes; 80 State St Albany, NY 12207; Fixed/Traditional Insurance; Agent; 03/2024; 5; 5; Sales of Fixed/Traditional Insurance products. 4. HBK SORCE INSURANCE LLC. INVESTMENT RELATED. 6603 SUMMIT DR, CANFIELD, OH 44406. INSURANCE AGENCY. INSURANCE AGENT. 02/2024. 5 HRS MONTH/5 HRS DURING TRADING. INSURANCE SALES.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Deryl Burleson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2024 - Present
HBKS WEALTH ADVISORS
Office #1: 1000 Se Monterey Commons Blvd Suite 101, Stuart, FL 34996RIA
CRD#: 112139
STUART, FL
Current
March 14, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1000 Se Monterey Commons Blvd Suite 101, Stuart, FL 34996BD
CRD#: 35747
STUART, FL
Past
June 1, 2020 - December 8, 2023
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
STUART, FL
Past
May 29, 2020 - December 8, 2023
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
STUART, FL
Past
November 9, 2017 - June 1, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JUPITER, FL
Past
September 29, 2017 - June 1, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JUPITER, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/14/2024)
RR
Florida(3/14/2024)
IAR
Florida(3/22/2024)
RR
North Carolina(3/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HBKS WEALTH ADVISORS
CRD#: 112139Stuart, FL 34996TRUST BUT VERIFY
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