Robert Gerard Vallone
Professional Summary
Robert Gerard Vallone, who also goes by Robert G Vallone, is a registered financial advisor currently at TEMPLUM MARKETS LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert G Vallone
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
GENESIS SECURITIES, INC. | VISIONQUEST SECURITIES, LLC. | TEMPLUM MARKETS LLC | OUISA CAPITAL LLC | LIQUID M CAPITAL LLC | GENESIS SECURITIES, LLC
Contact Information
Main Address
315 Madison Ave 3rd Fl, New York, NY 10017Mailing Address
315 Madison Ave 3rd Fl, New York, NY 10017Phone Number
(332) 895-5038Established
Delaware since 01/25/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Gerard Vallone's CRS (Customer Relationship Summary).
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