Brian A. White
Professional summary
Brian Alan White, who also goes by Brian Alan White, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Yukon, Oklahoma and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Brian has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Alan White's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
October 20, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111November 2, 2021 - October 18, 2022
CHARLES SCHWAB & CO., INC.
November 2, 2021 - October 18, 2022
CHARLES SCHWAB & CO., INC.
April 15, 2019 - November 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 15, 2019 - November 12, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 2018 - April 11, 2019
EDWARD JONES
September 14, 2017 - April 11, 2019
EDWARD JONES
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
