Carl A. Lindner
Professional summary
Carl Albert Lindner, who also goes by Carl Albert Linder, Carl Linder, is a registered financial professional currently at TANDEM SECURITIES, INC. located in Topeka, Kansas.
Carl is registered as a RR (Registered Representative) and started their career in finance in 2017. Carl has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Albert Lindner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2017 - Present
TANDEM SECURITIES, INC.
Office #1: 3706 Sw Topeka Boulevard Suite 420, Topeka, KS 66609State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/29/2017
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
TANDEM SECURITIES, INC.
CRD#: 140546 / SEC#: , 8-67321
Contact information
FINRA licenses (33 States and Territories)
Disclosures
| Regulatory Event | 3 |
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