Carl Albert Lindner
Professional Summary
Carl Albert Lindner, who also goes by Carl Albert Linder, Carl Linder, is a registered financial advisor currently at TANDEM SECURITIES, INC. located in Topeka, Kansas. Carl is registered as a RR (Registered Representative) and started their career in finance in 2017. Carl has worked at 1 firm and has passed the SIE, Series 99TO and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carl Albert Linder, Carl Linder
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
9 years in the financial services industry
Current & Past Employments
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Current Firm
TANDEM SECURITIES | TANDEM SECURITIES, INC. | TANDEM SECURITIES, INC
Contact Information
Main Address
3706 Sw Topeka Boulevard Suite 420, Topeka, KS 66609Mailing Address
3706 W Topeka Boulevard Suite 420, Topeka, KS 66609Phone Number
(785) 266-8333Established
Kansas since 03/15/2006Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2017About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carl Albert Lindner's CRS (Customer Relationship Summary).
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