Kristopher Wayne Miller
Professional Summary
Kristopher Wayne Miller, who also goes by Kris Miller, is a registered financial advisor currently at T & M FINANCIAL INC. located in Topeka, Kansas and TANDEM SECURITIES, INC. located in Topeka, Kansas. Kristopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kristopher has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kris Miller
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
T & M FINANCIAL INC.
Contact Information
Main Address
3706 Sw Topeka Blvd. Suite 400, Topeka, KS 66609Phone Number
(785) 266-8333# of Employees
3Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/9/2021)
(5/10/2021)
(8/11/2021)
(11/1/2016)
(1/19/2023)
(9/24/2014)
(12/11/2006)
(5/23/2018)
(3/25/2026)
(12/4/2024)
(3/18/2025)
(10/1/2015)
(10/21/2021)
(3/11/2025)
(2/4/2026)
(6/12/2020)
(12/2/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Kristopher Wayne Miller's CRS (Customer Relationship Summary).
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