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Peter B. Randaccio

RAINE SECURITIES LLC
Santa Monica, CA 90401
Some features on this profile are disabled
CRD#: 6829109
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Professional summary


Peter Bradley Randaccio, who also goes by Peter Bradley Randaccio, Pete Randaccio, Peter Randaccio, is a registered financial professional currently at RAINE SECURITIES LLC located in Santa Monica, California.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2018. Peter has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter Bradley Randaccio | Pete Randaccio | Peter Randaccio

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter Bradley Randaccio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 9, 2021 - Present

RAINE SECURITIES LLC

Office #1: 100 Wilshire Blvd, Suite 1700, Santa Monica, CA 90401
BD
CRD#: 137873
Santa Monica, CA
Past

October 11, 2018 - September 1, 2021

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/18/2021)
RR
New York
(1/13/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/30/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RS
RAINE SECURITIES LLC
MILLBRAE CAPITAL LLC | RAINE SECURITIES LLC | OPHIR CAPITAL LLC

CRD#: 137873 / SEC#: , 8-67121

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
65 East 55th Street 24th Floor, New York, NY 10022
Mailing Address
65 East 55th Street 24th Floor, New York, NY 10022
Phone number
(212) 603-5500
Established
Delaware since 08/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RAINE ADVISORS LLCOWNER
CHIANESE, ALFRED JOSEPH IIICHIEF OPERATING OFFICER6339436
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
GARDNER, BRANDON WADEPRESIDENT5767814
RAVITCH, JOSEPHCO-CHIEF EXECUTIVE OFFICER2504532
RISHER, ANGELA RENEECHIEF COMPLIANCE OFFICER6676957
SHAW, ANTHONYFINOP, PRINCIPAL FINANCIAL OFFICER7338445
SINE, JEFFREY ALANCO-CHIEF EXECUTIVE OFFICER1557736

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RAINE SECURITIES LLC

CRD#: 137873Santa Monica, CA 90401

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