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FIRM PROFILE
Overview
RAINE SECURITIES LLC is located at 65 East 55th Street 24th Floor, New York, NY 10022 and was first established at New York, Delaware in 08/23/2005. After operating for 20 years, RAINE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RAINE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. RAINE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RAINE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RAINE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RAINE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for RAINE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
65 East 55th Street 24th Floor, New York, NY 10022
65 East 55th Street 24th Floor, New York, NY 10022
Small
(212) 603-5500
Delaware since 08/23/2005
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| RAINE ADVISORS LLC | OWNER | ||
| CHIANESE, ALFRED JOSEPH III | CHIEF OPERATING OFFICER | 6339436 | |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 | |
| GARDNER, BRANDON WADE | PRESIDENT | 5767814 | |
| RAVITCH, JOSEPH | CO-CHIEF EXECUTIVE OFFICER | 2504532 | |
| RISHER, ANGELA RENEE | CHIEF COMPLIANCE OFFICER | 6676957 | |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER | 7338445 | |
| SINE, JEFFREY ALAN | CO-CHIEF EXECUTIVE OFFICER | 1557736 |
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Advisor's working at RAINE SECURITIES LLC
Jeffrey Alan Sine
Kevin Robert Chung
Sarah Bicknell Berning
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