Alyssa A. Rudic
Professional summary
Alyssa Ann Rudic, who also goes by Alyssa A Dorsey, Alyssa Ann Dorsey, Alyssa Dorsey, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in New York, New York.
Alyssa is registered as a RR (Registered Representative) and started their career in finance in 2018. Alyssa has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alyssa Ann Rudic's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2021 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 1345 Avenue Of The Americas, New York, NY 10105January 28, 2021 - May 27, 2021
J.P. MORGAN SECURITIES LLC
October 5, 2018 - November 16, 2020
EQUITABLE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2021)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
