Amy J. Cursio
Professional summary
Amy Jean Cursio, who also goes by Amy Jean Kaufman, is a registered financial professional currently at CAPITAL MANAGEMENT OF THE CAROLINAS, LLC located in Charlotte, North Carolina.
Amy is registered as a RR (Registered Representative) and started their career in finance in 2017. Amy has worked at 4 firms and has passed the Series 63, SIE, Series 6, Series 14 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Jean Cursio's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2022 - Present
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
Office #1: 1520 South Boulevard, Suite 230, Charlotte, NC 28203November 16, 2018 - June 10, 2022
LPL FINANCIAL LLC
July 19, 2018 - October 18, 2018
EQUITABLE ADVISORS, LLC
December 21, 2017 - July 14, 2018
HORACE MANN INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2022)
Exams
FINRA
Current Firm
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
CRD#: 110643 / SEC#: , 8-53149
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORIN, MICHAEL LEWIS | PARTNER/VICE PRESIDENT | 2951550 |
| RIVERS, JAMES CALVIN JR | PARTNER | 1067542 |
| THE KENNETH LEE CARTER, JR. REVOCABLE TRUST | TRUST | |
| DOUGLASS, REBECCA GENTRY | PARTNER | 1213829 |
| CARTER, KENNETH LEE JR | PARTNER/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/TRUSTEE | 2822127 |
| YAGER, SHERRI LYNN | CHIEF COMPLIANCE OFFICER | 2660363 |
Red Flags
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