MM
Mathew B. Manning
TRUVESTMENTS CAPITAL LLC
LINCOLNSHIRE, IL 60069
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CRD#: 6826562
MM
Professional summary
Mathew Brett Manning, who also goes by Matthew Brett Manning, Mathew Brett Manning, is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Lincolnshire, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Mathew has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Brett Manning | Mathew Brett Manning
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MANNING SILVERMAN & COMPANY (CPA Firm). Investment Related. 175 Olde Half Day Rd Ste. 290, Lincolnshire IL. TAX AND ACCOUNTING. Minority Owner/Partner. 06/2017. Hrs/month 160 with 8 during trading hours. TAX AND ACCOUNTING 2) Fixed Insurance. Investment Related. 175 Olde Half Day Rd Ste. 290, Lincolnshire IL. Fixed insurance. Agent. 09/2023. Hrs/month 5 hr with 1 during trading hours. Selling fixed insurance products. 3) PKS Financial. Investment Related. 175 Olde Half Day Rd Ste. 290, Lincolnshire IL. Fixed insurance. Agent. 09/2023. Hrs/month 5 hr with 1 during trading hours. Selling fixed insurance products 4) Truvestments Capital LLC DBA Manning Silverman & Company. Investment Related. 175 Olde Half Day Rd Ste. 290, Lincolnshire IL. RIA. IAR. 09.2023. Hrs/month 150 with 130 during trading hours. Provide financial advice to clients.
CRS (Client Relationship Summary) - RIA
Click below to view Mathew Brett Manning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2023 - Present
TRUVESTMENTS CAPITAL LLC
Office #1: 175 Olde Half Day Road Suite 290, Lincolnshire, IL 60069RIA
CRD#: 291297
LINCOLNSHIRE, IL
Current
September 25, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 175 Olde Half Day Road Suite 290, Lincolnshire, IL 60069BD
CRD#: 35747
ALBANY, NY
Past
January 19, 2021 - September 13, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LINCOLNSHIRE, IL
Past
September 24, 2020 - September 13, 2023
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
LINCOLNSHIRE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT
CRD#: 291297 / SEC#: 801-112243
RIA
Registered Investment Advisory firm - (1/5/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/25/2023)
RR
California(9/25/2023)
RR
Colorado(9/25/2023)
RR
District of Columbia(9/25/2023)
RR
Florida(9/25/2023)
IAR
Illinois(9/1/2023)
RR
Illinois(9/25/2023)
RR
Indiana(9/25/2023)
RR
Kentucky(9/25/2023)
RR
Maryland(9/25/2023)
RR
Massachusetts(9/25/2023)
RR
Michigan(9/25/2023)
RR
Minnesota(9/25/2023)
RR
Missouri(9/25/2023)
RR
Nevada(9/25/2023)
RR
New Jersey(9/25/2023)
RR
New York(9/25/2023)
RR
North Carolina(9/25/2023)
RR
Ohio(9/25/2023)
RR
Texas(9/25/2023)
RR
Utah(9/25/2023)
RR
Virginia(9/25/2023)
RR
Wyoming(9/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT
CRD#: 291297 / SEC#: 801-112243
RIA
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Contact information
Main Address
5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240
Mailing Address
Phone number
(941) 753-3814
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 601,243,175 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
