Mathew B. Manning

TRUVESTMENTS CAPITAL

LINCOLNSHIRE, IL 60069

CRD#: 6826562

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Professional summary

Mathew Brett Manning, who also goes by Matthew Brett Manning, Mathew Brett Manning, is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Lincolnshire, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Mathew has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Brett Manning | Mathew Brett Manning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mathew Brett Manning's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

TRUVESTMENTS CAPITAL LLC

Office #1: 175 Olde Half Day Road Suite 290, Lincolnshire, IL 60069

RIA

CRD#: 291297

LINCOLNSHIRE, IL

Current

September 25, 2023 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 175 Olde Half Day Road Suite 290, Lincolnshire, IL 60069

CRD#: 35747

ALBANY, NY

Past

January 19, 2021 - September 13, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LINCOLNSHIRE, IL

Past

September 24, 2020 - September 13, 2023

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

LINCOLNSHIRE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/25/2023)

California
(9/25/2023)

Colorado
(9/25/2023)

District of Columbia
(9/25/2023)

Florida
(9/25/2023)

IAR

Illinois
(9/1/2023)

Illinois
(9/25/2023)

Indiana
(9/25/2023)

Kentucky
(9/25/2023)

Maryland
(9/25/2023)

Massachusetts
(9/25/2023)

Michigan
(9/25/2023)

Minnesota
(9/25/2023)

Missouri
(9/25/2023)

Nevada
(9/25/2023)

New Jersey
(9/25/2023)

New York
(9/25/2023)

North Carolina
(9/25/2023)

Ohio
(9/25/2023)

Texas
(9/25/2023)

Utah
(9/25/2023)

Virginia
(9/25/2023)

Wyoming
(9/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/24/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/19/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

TRUVESTMENTS CAPITAL LLC

ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

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Contact information

Main Address

5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240

Mailing Address

Phone number

(941) 753-3814

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUVESTMENTS CAPITAL LLC ADV BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 601,243,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mathew B. Manning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mathew Brett Manning's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

Primary Firm SEC Registration

TRUVESTMENTS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2021

Series 7TO

Date: 9/24/2020

SIE

Date: 12/19/2019

FINRA

Current Firm

TRUVESTMENTS CAPITAL LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUVESTMENTS CAPITAL LLC

TRUST BUT VERIFY

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