Spencer B. Lee
Professional summary
Spencer B Lee, who also goes by Bo Li, is a registered financial professional currently at WINLO MANAGEMENT GROUP, LLC located in Austin, Texas.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2017. Spencer has worked at 2 firms and has passed the Series 63, Series 7TO, Series 82TO, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spencer B Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2023 - Present
WINLO MANAGEMENT GROUP, LLC
Office #1: 300 W 6th St Suite 1550, Austin, TX 78701November 17, 2017 - June 4, 2018
BAKER TILLY CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/22/2024
General Securities Representative ExaminationSeries 82TO
Date: 3/10/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
WINLO MANAGEMENT GROUP, LLC
CRD#: 288383 / SEC#: , 8-69940
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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