Thomas J. Margaritondo

MEADOWBROOK ADVISORS

SCOTCH PLAINS, NJ

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CRD#: 6821452

Professional summary

Thomas Joseph Margaritondo, who also goes by Thomas Margaritondo, is a registered financial advisor currently at MEADOWBROOK ADVISORS located in Scotch Plains, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Thomas has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Margaritondo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Mr. Margraritondo is dually registered as an Investment Advisor Representative ("IAR") of Meadowbrook Advisors Group, LLC ("Meadowbrook Advisors") and as a Registered Representative ("RR") Purshe Kaplan Sterling Investments, Inc. ("PKS") since 08/2025. Approximately 90% of Mr. Margraritondo's time is spent as an IAR of Meadowbrook Advisors, with the balance as an RR of PKS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Margaritondo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2025 - Present

MEADOWBROOK ADVISORS

RIA

CRD#: 337223

SCOTCH PLAINS, NJ

Current

August 1, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 475 Cedar Ridge Road, Bedminster, NJ 07921

CRD#: 35747

ALBANY, NY

Past

February 27, 2024 - August 8, 2025

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

FLORHAM PARK, NJ

Past

February 26, 2024 - August 8, 2025

RBC CAPITAL MARKETS, LLC

CRD#: 31194

FLORHAM PARK, NJ

Past

September 18, 2020 - March 5, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PARAMUS, NJ

Past

August 7, 2020 - March 5, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PARAMUS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(8/1/2025)

IAR

New Jersey
(8/6/2025)

IAR

Texas
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/7/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/29/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MEADOWBROOK ADVISORS

MEADOWBROOK ADVISORS | MEADOWBROOK ADVISORS LLC | MEADOWBROOK ADVISORS GROUP, LLC

CRD#: 337223 / SEC#: 801-133937

RIA

Registered Investment Advisory firm - (7/29/2025 120-Day Approval)

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Contact information

Main Address

Bedminster, NJ

Mailing Address

Phone number

(973) 370-7850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MEADOWBROOK ADVISORS LLC DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (8/5/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. Margaritondo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Margaritondo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEADOWBROOK ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2020

Series 7TO

Date: 8/7/2020

SIE

Date: 6/29/2020

FINRA

Current Firm

MEADOWBROOK ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MEADOWBROOK ADVISORS

TRUST BUT VERIFY

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