Marc Honig
Professional summary
Marc Honig, who also goes by Marc Lewis Honig, is a registered financial professional currently at WALLACHBETH CAPITAL LLC located in Jersey City, New Jersey.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2018. Marc has worked at 5 firms and has passed the Series 63, Series 99TO, Series 3, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Honig's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
WALLACHBETH CAPITAL LLC
Office #1: Harborside Financial Center Plaza 5 185 Hudson Street, Suite 1410, Jersey City, NJ 07311February 27, 2019 - June 1, 2020
MINT BROKERS
February 27, 2019 - June 1, 2020
GFI SECURITIES LLC
February 27, 2019 - May 4, 2021
BGC FINANCIAL, L.P.
August 29, 2018 - June 1, 2020
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2021)
(11/1/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 10/28/2019
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
WALLACHBETH CAPITAL LLC
CRD#: 147853 / SEC#: , 8-67936
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
